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A broker offers a dealer an incentive in the form of a reduction to the...

A broker offers a dealer an incentive in the form of a reduction to the agreed schedule of brokerage between the firms.

A.

This is a normal volume discount.

B.

The offer requires approval in writing by both senior managements.

C.

The offer requires agreement in writing between the broker and the dealer.

D.

This is illegal.

ACI 3I0-012 Summary

  • Vendor: ACI
  • Product: 3I0-012
  • Update on: Aug 18, 2025
  • Questions: 740
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