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Which of the following correctly states the Model Code’s recommendations regarding electronic trading and broking?

Which of the following correctly states the Model Code’s recommendations regarding electronic trading and broking?

A.

Liquidity providers should be cognizant of reputational risks when supplying liquidity for onward third party consumption.

B.

Market participants must not seek information as to the legal status of a potential counterparty before allocating credit or trading status.

C.

Transactions should be handled in accordance with the regulator’s dealing rule book.

D.

Access to systems internally and at the client interface must be strictly controlled by the dealers.

ACI 3I0-012 Summary

  • Vendor: ACI
  • Product: 3I0-012
  • Update on: Aug 18, 2025
  • Questions: 740
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