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Management has a specific responsibility to issue guidelines to staff on transacting after-hours and off-premises.

Management has a specific responsibility to issue guidelines to staff on transacting after-hours and off-premises. Which of the following does the Model Code suggest?

A.

Dealing should only be allowed during normal trading hours.

B.

It is not recommended that an unofficial close of business be specified for each trading day.

C.

There should be clear written guidelines regarding the limit and type of deals that are permitted after normal hours or off-premises.

D.

All after-hours and off-premises transactions must be dealt exclusively with the dealer’s personal mobile phones

ACI 3I0-012 Summary

  • Vendor: ACI
  • Product: 3I0-012
  • Update on: Aug 18, 2025
  • Questions: 740
Price: $52.5  $149.99
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