Which of the following are common indicators of possible money laundering within the securities industry?

Vendor: ACAMS
Product: CAMS
Update on: Nov 2, 2025
Questions: 313

ACAMS CAMS Question Answer

Which of the following are common indicators of possible money laundering within the securities industry? (Select Two.)

Receiving securities into an existing brokerage account following the death of a spouse

Allowing fixed income securities to mature

Using brokerage accounts like deposit accounts

Engaging in transactions involving nominees or third parties

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