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The compliance team at a firm has approved a Claude Skill that generates client-facing investment...

The compliance team at a firm has approved a Claude Skill that generates client-facing investment summaries. The Skill includes the firm’s required disclaimers and prohibited-language list. A product manager has asked whether additional guardrails are needed at the application layer or whether the Skill alone is sufficient.

Which two guardrail responsibilities should remain at the application layer rather than the Skill? (Select two.)

Each correct answer presents part of the solution.

A.

Log every generated summary to the firm’s compliance audit trail for retention.

B.

Verify the requesting user is authorized to generate investment summaries at all.

C.

Format output sections according to the firm’s standardized house style guidelines.

D.

Apply the disclaimer template that the compliance team has standardized firm-wide.

E.

Apply the prohibited-language list that the compliance team maintains and updates.

Anthropic CCAR-P Summary

  • Vendor: Anthropic
  • Product: CCAR-P
  • Update on: Aug 26, 2026
  • Questions: 114
Price: $52.5  $149.99
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