Weekend Sale Limited Time 70% Discount Offer - Ends in 0d 00h 00m 00s - Coupon code: xmasmnth

Daisy is a Dealing Representative registered in the province of Saskatchewan only.

Daisy is a Dealing Representative registered in the province of Saskatchewan only. Daisy’s client, Orville, a resident of Lloydminster, Saskatchewan is a retiree who presently has a $1,000,000 with her dealer, Easy Ride Financial. Orville is now planning to move to Vegreville, Alberta next month. Easy Ride Financial is registered in Alberta and Saskatchewan. Neither Easy Ride Financial nor Daisy have any clients who are resident in Alberta.

Which of the following should Daisy do if she wants to continue to service Orville’s account?

A.

Request approval from the Mutual Fund Dealers Association of Canada to be eligible to be a registered Dealing Representative in Alberta

B.

Daisy could seek permission from her dealer to request a client mobility exemption with the Alberta Securities Commission.

C.

Daisy will need to forfeit her registration in Saskatchewan if she wants to be registered in Alberta to keep Orville as a client.

D.

Register with a different mutual fund dealer that is registered in Alberta so she can keep Orville as a client.

IFSE Institute CIFC Summary

  • Vendor: IFSE Institute
  • Product: CIFC
  • Update on: Aug 2, 2025
  • Questions: 224
Price: $52.5  $149.99
Buy Now CIFC PDF + Testing Engine Pack

Payments We Accept

Your purchase with ExamsVCE is safe and fast. Your products will be available for immediate download after your payment has been received.
The ExamsVCE website is protected by 256-bit SSL from McAfee, the leader in online security.

examsvce payment method