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Which would most likely be a violation of the Know Your Client Duty of Care...

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Which would most likely be a violation of the Know Your Client Duty of Care guideline?

A.

Not verifying if a proposed transaction is suitable for a client

B.

Borrowing a client ' s excess funds held in their account

C.

Failing to disclose a conflict of interest to the client

D.

Not changing account information when the client ' s needs change

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TESTED 21 Aug 2026