A client wishes to deal with one registered representative for both banking services and mutual...

Vendor: CSI
Product: IFC
Update on: Feb 8, 2026
Questions: 486

CSI IFC Question Answer

A client wishes to deal with one registered representative for both banking services and mutual fund investments. The client would also like advice on determining where best to place their money to enhance their overall tax situation as they approach buying a home. Which individual is best suited for this service if the client's goal is to build a long-term advisor-client relationship?

Senior account manager working at a credit union.

Financial planner working at the insurance arm of a wealth management firm.

Dealing representative at a large financial conglomerate offering several specialized business lines.

Investment representative at a Robo-Advisor offering deposit products.