Catarina is a Dealing Representative for Ethical Financial which represents 20 different mutual fund families.

Vendor: CSI
Product: IFC
Update on: Feb 8, 2026
Questions: 486

CSI IFC Question Answer

Catarina is a Dealing Representative for Ethical Financial which represents 20 different mutual fund families. Darlene is a fund manager from one of those mutual fund families and wants to send a gift card to Catarina as a symbol of appreciation. Ethical Financial's policies and procedures manual (PPM) require that Catarina decline the gift.

What method of addressing conflict of interest is being used by Ethical Financial?

Potential

Disclosure

Avoidance

Control