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Which of the following Dealing Representatives has CORRECTLY fulfilled their suitability obligation?

Which of the following Dealing Representatives has CORRECTLY fulfilled their suitability obligation?

A.

Clarence determines that the Absolute Alternative Fund is suitable for all of his clients. Clarence believes that all investors need alternative funds in order to be properly diversified.

B.

Kiri recommends the Conservative Bond Fund to his client, Myrtle. The fund generates income and Myrtle's investment objective is "income" on her Know Your Client (KYC) form.

C.

Li Ming recommends the Venturex Labour-Sponsored Fund to her client, Park. While Park has low tolerance and capacity for risk, Li Ming provides detailed disclosure which explains the fund's risks.

D.

Roderik determines that the model portfolio he has developed will be suitable for all of his clients. Roderik has included investments with both income and growth to appeal to all investors.

CSI IFC Summary

  • Vendor: CSI
  • Product: IFC
  • Update on: Dec 16, 2025
  • Questions: 447
Price: $52.5  $149.99
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