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Fernanda, an advisor, is setting up her process for completing client suitability assessments.

Fernanda, an advisor, is setting up her process for completing client suitability assessments. What must Fernanda do with respect to investment suitability?a

A.

Reassess suitability as market conditions change.

B.

Recommend the lowest cost products.

C.

Review the Know Your Client information with clients at least annually.

D.

Assess suitability on solicited orders only.

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  • Product: IFC
  • Update on: Feb 8, 2026
  • Questions: 486
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