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Gary chooses not to recommend that his client sell a current mutual fund to purchase...

Gary chooses not to recommend that his client sell a current mutual fund to purchase a similar new mutual fund despite pressure to meet a sales target for the new fund. What responsibility applies to Gary’s action?

A.

Compliance

B.

Professional

C.

Ethical

D.

Legal

CSI IFC Summary

  • Vendor: CSI
  • Product: IFC
  • Update on: Dec 16, 2025
  • Questions: 447
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