As part of a fraud investigation by regulators, a court order was issued to a...

Vendor: IIA
Product: IIA-CIA-Part1
Update on: Aug 7, 2026
Questions: 735

IIA IIA-CIA-Part1 Question Answer

As part of a fraud investigation by regulators, a court order was issued to a bank. The court order requested the chief audit executive (CAE) to provide access to a number of audit reports and workpapers, some of which included customers ' confidential information such as transaction activity and other personal details. What is the appropriate response by the CAE?

Reject the court order, citing a potential breach of customers ' confidentiality agreement

Consult with legal counsel to determine what information to provide.

Respond promptly and provide all that was requested by the court order.

Seek permission from customers prior to sharing their information.