Alexandre, a financial security advisor, recently left FinCode Inc.

Vendor: IFSE Institute
Product: LLQP
Update on: Jul 22, 2025
Questions: 298

IFSE Institute LLQP Question Answer

Alexandre, a financial security advisor, recently left FinCode Inc. because of an unresolved dispute with the company. He is continuing his career as an independent advisor. This week, he has an appointment with a client who tells him that he met with another FinCode Inc. employee. However, that employee has a disciplinary record at the CSF for fraudulently copying a signature on a form. Since the client does not work in insurance and the information is public knowledge, Alexandre provides him with some clarification regarding the other advisor’s case. How can Alexandre encourage the client to do business with him without denigrating his competitor?

By telling the client to always check an advisor’s record with the CSF

By informing the client of his recent departure from FinCode Inc. owing to an unresolved dispute

By emphasizing his unique approach that sets him apart from his competitors

By talking about his experience with the other advisor when they worked for the same firm