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If an issuer registers securities with the state, how long can the documentation supplied in...

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If an issuer registers securities with the state, how long can the documentation supplied in the registration statement for those securities be incorporated by reference only into a registration statement for future securities the issuer wants to offer for sale?

A.

one year

B.

two years

C.

five years

D.

seven years

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FINRA Series-63 Summary

  • Vendor: FINRA
  • Product: Series-63
  • Update on: Jul 25, 2025
  • Questions: 251
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