FINRA Series-63 Question Answer
In its prospectus, the YourMoney Mutual Fund provides charts and tables of its average annual return over the past year, three years, five years, and ten years. The fund’s return has indeed been phenomenal over this time period, beating the S&P 500 Index by at least 15%. The prospectus states that this is because the fund invests in securities that are riskier and that, therefore, an investor can expect the fund to continue earning a return higher than the S&P 500 Index.
Is YourMoney guilty of any security violations?
FINRA Series-63 Summary
- Vendor: FINRA
- Product: Series-63
- Update on: Jul 25, 2025
- Questions: 251
