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The state official who has regulatory authority over the securities industry within the state is...

The state official who has regulatory authority over the securities industry within the state is known as the

A.

attorney-general.

B.

administrator.

C.

investor-protection officer.

D.

secretary of state.

FINRA Series-63 Summary

  • Vendor: FINRA
  • Product: Series-63
  • Update on: Jul 25, 2025
  • Questions: 251
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