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Which of the following is not an investment company within the terms of the Investment...

Which of the following is not an investment company within the terms of the Investment Company Act of 1940?

A.

a holding company dealing in mineral leaseholds

B.

a face-amount certificate company

C.

a unit investment trust company

D.

a management company

FINRA Series-7 Summary

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  • Product: Series-7
  • Update on: Jul 25, 2025
  • Questions: 400
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