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Provisions of SEC Rule 145 normally apply to an exchange of one security for another...

Provisions of SEC Rule 145 normally apply to an exchange of one security for another as a result of:

A.

a stock split

B.

a change in par value

C.

a merger

D.

a “no-sale” ruling issued by the SEC

FINRA Series-7 Summary

  • Vendor: FINRA
  • Product: Series-7
  • Update on: Jul 25, 2025
  • Questions: 400
Price: $52.5  $149.99
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