The Bubba Corporation is offering stock to the public for the first time.

FINRA Series-7 Question Answer

The Bubba Corporation is offering stock to the public for the first time. The registration statement lists 150,000 shares for sale at $400 per share. The company conducts business in a 100-mile radius that includes towns in two neighboring states.

Which of the following information is not required in the preliminary prospectus for this offering?

a notice in red ink to the effect that the prospectus has not been approved by the SEC

a section describing how the funds from the sale will be used

a statement of the company’s assets and liabilities

the price at which the issue is offered

FINRA Series-7 View All Questions

FINRA Series-7 Summary

Vendor: FINRA
Product: Series-7
Update on: Feb 7, 2026
Questions: 400

Price: $52.5 ~~$149.99~~

Buy Now Series-7 PDF + Testing Engine Pack

What type of mutual fund would invest in equities and bonds?

Bubba’s pledge to purchase a specified dollar amount of a mutual fund within a specified...

Weekend Sale Special Limited Time 70% Discount Offer - Ends in 0d 00h 00m 00s - Coupon code: xmasmnth

The Bubba Corporation is offering stock to the public for the first time.

The Answer Is:

Explanation:

FINRA Series-7 Summary

Payments We Accept

Contact Us