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A market maker quotes the market on an NMS equity security as 39.

A market maker quotes the market on an NMS equity security as 39.05 - 39.15 [5x10]. Which of the following orders is the market maker required to fill?

A.

A sell stop order for 500 shares at $39.00

B.

A sell order for 300 shares at $39.05

C.

A buy order for 1,000 shares at $39.10

D.

A buy order for 2,000 shares at $39.15

FINRA SIE Summary

  • Vendor: FINRA
  • Product: SIE
  • Update on: Jan 2, 2026
  • Questions: 188
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