New Year Sale Special Limited Time 70% Discount Offer - Ends in 0d 00h 00m 00s - Coupon code: xmasmnth

A registered representative must complete which of the following activities when entering a discretionary trade?

A registered representative must complete which of the following activities when entering a discretionary trade?

A.

Only exercise discretion over market orders

B.

Indicate that discretion was exercised on the order ticket to be identified for supervisory review

C.

Obtain authorization from the customer before each discretionary order is entered

D.

Receive instructions from the customer as to the price at which to buy or sell a security

FINRA SIE Summary

  • Vendor: FINRA
  • Product: SIE
  • Update on: Jan 2, 2026
  • Questions: 188
Price: $52.5  $149.99
Buy Now SIE PDF + Testing Engine Pack

Payments We Accept

Your purchase with ExamsVCE is safe and fast. Your products will be available for immediate download after your payment has been received.
The ExamsVCE website is protected by 256-bit SSL from McAfee, the leader in online security.

examsvce payment method