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A registered representative (RR) owns 500 shares of a thinly traded security.

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A registered representative (RR) owns 500 shares of a thinly traded security. A customer of the firm calls the RR to place a sell order for 10,000 shares of the same security. The RR sells his shares before entering the customer ' s order to sell. Which of the following activities has the RR just engaged in?

A.

Selling away

B.

Front running

C.

Insider trading

D.

Market manipulation

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  • Vendor: FINRA
  • Product: SIE
  • Update on: May 20, 2026
  • Questions: 408
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TESTED 20 May 2026