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A registered representative (RR) wants to recommend a mortgage-backed security to his customer.

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A registered representative (RR) wants to recommend a mortgage-backed security to his customer. Which of the following risks should the RR review with his customer?

A.

Market risk

B.

Liquidity risk

C.

Prepayment risk

D.

Diversification risk

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FINRA SIE Summary

  • Vendor: FINRA
  • Product: SIE
  • Update on: Jan 2, 2026
  • Questions: 188
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TESTED 02 Jan 2026