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Which of the following activities is permitted during the cooling-off period of an initial public...

Which of the following activities is permitted during the cooling-off period of an initial public offering (IPO)?

A.

Distribute final prospectus

B.

Deliver securities to purchasers

C.

Conduct sales to public investors

D.

Market the new security to potential investors

FINRA SIE Summary

  • Vendor: FINRA
  • Product: SIE
  • Update on: Jul 22, 2025
  • Questions: 164
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