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Which of the following agencies publishes the list used by broker-dealers to verify that customers...

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Which of the following agencies publishes the list used by broker-dealers to verify that customers are not known money launderers, terrorists or others deemed ineligible to open an account at a financial institution?

A.

The SEC

B.

The IRS

C.

The FBI

D.

The Office of Foreign Assets Control (OFAC)

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  • Update on: Jan 2, 2026
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TESTED 02 Jan 2026