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At least how often Is a firm required to provide a customer with a statement...

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At least how often Is a firm required to provide a customer with a statement In writing as to the availability of an Investor brochure posted on the MSRB website?

(AC?)

A.

Monthly

B.

Quarterly

C.

Annually

D.

Once every three years

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  • Vendor: FINRA
  • Product: SIE
  • Update on: Jan 2, 2026
  • Questions: 188
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TESTED 02 Jan 2026