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Which of the following entitles is primarily responsible for providing Internal settlement, accounting and tax...

Which of the following entitles is primarily responsible for providing Internal settlement, accounting and tax support services for securities owned by an investment company?

A.

Custodian

B.

Market maker

C.

Broker-dealer

D.

Fund manager

FINRA SIE Summary

  • Vendor: FINRA
  • Product: SIE
  • Update on: Jan 2, 2026
  • Questions: 188
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