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When is a newly registered person subject to the Continuing Education Regulatory Element requirement?

When is a newly registered person subject to the Continuing Education Regulatory Element requirement?

A.

The calendar year following initial registration

B.

On the anniversary date of initial registration

C.

Every three years after the date of registration

D.

Every five years

FINRA SIE Summary

  • Vendor: FINRA
  • Product: SIE
  • Update on: Jan 2, 2026
  • Questions: 188
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