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In order to be authorised to deal in investments, which of the following professional roles...

In order to be authorised to deal in investments, which of the following professional roles would the Authority expect to see within the firm?

A.

Trading Manager

B.

Compliance Officer

C.

Operations Manager

D.

Broker Representative

CISI UAE-Financial-Rules-and-Regulations Summary

  • Vendor: CISI
  • Product: UAE-Financial-Rules-and-Regulations
  • Update on: Jan 2, 2026
  • Questions: 100
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