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Why would a transaction to purchase securities be declared null and void?

Why would a transaction to purchase securities be declared null and void?

A.

It was the result of a rumour being spread

B.

The individual is a former employee

C.

The Authority has levied a penalty for delay of payment

D.

The investor has a conviction of an offence of dishonour

CISI UAE-Financial-Rules-and-Regulations Summary

  • Vendor: CISI
  • Product: UAE-Financial-Rules-and-Regulations
  • Update on: Jan 2, 2026
  • Questions: 100
Price: $52.5  $149.99
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