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FINRA General Securities Representative (Series-7) Free Practice Questions

Getting ready for your FINRA General Securities Representative Series-7 exam can feel like a big hurdle, right? Don't worry, we've got your back! Jump into our completely free Series-7 practice questions - they're just like the real test, designed to help you get comfortable and pinpoint exactly what you need to study more. Let's get you feeling super confident for exam day!

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  5. Series 7 General Securities Representative Qualification Examination (GS) Practice Questions
21. An investor purchasing a corporate bond regular way will have to pay the contracted price...
22. Bubba has a short margin account with a short market value of $22,000, a credit...
23. A mutual fund custodian is paid according to which of the following specifications when receiving...
24. In comparing the premium cost of a LEAPS option with a premium of a traditional...
25. The principal underwriter of an open-end investment company is frequently called:
26. Bonds are most often quoted as a percentage of:
27. A company may pay a declared dividend in which of the following ways:
28. Which of the following best describes depreciation?
29. Registration of open-end investment company shares with the SEC implies that the:
30. A management group may serve an investment company as its:
31. Bubba Corporation has 3,500,000 shares of common stock outstanding and its trading volume in the...
32. A bank or trust company that is acting as custodian for a mutual fund does...
33. Bubba wants to buy a US treasury bond with a bid of 97.
34. Bubba buys a 5% municipal bond maturing in 15 years that is trading at a...
35. Bubba buys a bond issued at par with a 5% coupon that is convertible into...
36. In the distribution of a new issue underwriters or selling group member are prohibited from:
37. An “accumulation unit” of a variable annuity is used to determine which of the following?
38. Mutual fund salespersons may not represent that a product is like of safer than:
39. If a municipality has funds available to make a partial call of an issue of...
40. Bubba opens an account at a broker/dealer with instructions to “transfer and ship”.

FINRA Series-7 Summary

  • Vendor: FINRA
  • Product: Series-7
  • Update on: Sep 17, 2025
  • Questions: 400
  • Page: 2 / 6
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TESTED 17 Sep 2025